---
title: "Gravity dam stability: flotation, overturning, sliding"
subject: "Hydropower Engineering"
chapter: 4
key: "semester_7/hydropower_engineering:gravity-dam-stability-flotation-shear-resistance"
source: https://www.bctengineer.com/q/semester_7/hydropower_engineering/gravity-dam-stability-flotation-shear-resistance
site: BCT Engineering
---

# Gravity dam stability: flotation, overturning, sliding

Hydropower Engineering · Chapter 4: Headworks of Storage Plants

- Asked in: 2075 Ashwin, 8 marks
- Video: [SOLVED CE BOARD GRAVITY DAM PROBLEM | FLUID MECHANICS | DE LA CRUZ TUTORIALS](https://www.youtube.com/watch?v=qoNnwPnzvYA) — Engr. Jobert S. De La Cruz
- Answer checked by Claude Opus 5.5 (high effort) on 2026-10-14
- Page: https://www.bctengineer.com/q/semester_7/hydropower_engineering/gravity-dam-stability-flotation-shear-resistance
- Whole chapter: https://www.bctengineer.com/md/semester_7/hydropower_engineering/chapter-4

## Question

A concrete gravity dam of the given profile is proposed by a designer for implementation. The unit shear resistance and angle of resistance are 500 kN/m² and 35° respectively. $\gamma_{con} = 24$ kN/m³. Check the stability of the dam against flotation, overturning and sliding.
[Figure: dam section with crest width 6 m, 5 m dimension at the top, 15 m dimension on the downstream face, dam height 60 m, tail water depth 40 m, base width 26 m.]

## Short answer

The dam is safe against flotation (FS 1.89) but unsafe against overturning (FS 1.07 < 1.5). Sliding safety factor using shear-friction is 2.94, marginal; tension develops at the heel. The base width is insufficient for stability.

## Answer

#### Assumptions
- Height 60 m, crest width 6 m, base width $B=26$ m. Water level 5 m below the crest, so $H_w=55$ m. Tail water $H_t=40$ m. U/s face vertical; the d/s face is vertical for the top 15 m, then slopes to the toe (20 m run over 45 m).
- $\gamma_c=24$, $\gamma_w=9.81$ kN/m³. Uplift (no drainage): $\gamma_wH_w=539.6$ kN/m² at the heel and $\gamma_wH_t=392.4$ kN/m² at the toe (linear).
- Unit shear resistance $q=500$ kN/m², angle of shear resistance $\phi=35^\circ$.

```text
   6 m
  +----+
  |    | 5 m freeboard
 ~|~~~~|  water 55 m
  |    |
  |    \   15 m vertical d/s
  |     \
  |      \  slope (20 m run)
  |       \ ~~ tail water 40 m
  +--------\
  B = 26 m
```


#### Forces and moments about the toe

| Force | Magnitude (kN/m) | Arm from toe (m) | Moment about toe (kN·m/m) |
|---|---|---|---|
| **Vertical (resisting)** | | | |
| Rectangle 6 × 60 | 8,640.0 | 23.00 | 198,720 |
| D/s triangle (20 × 45) | 10,800.0 | 13.33 | 144,000 |
| Tail water on d/s face | 3,488.0 | 5.93 | 20,670 |
| **ΣW (downward)** | **22,928.0** | | **363,390** |
| **Horizontal / uplift (overturning)** | | | |
| Water thrust $P_w=\frac12\gamma_w H_w^2$ | 14,837.6 | 18.33 | 272,023 |
| Uplift part 1 (upward) | 10,202.4 | 13.00 | 132,631 |
| Uplift part 2 (upward) | 1,913.0 | 17.33 | 33,158 |
| **Uplift U** | **12,115.4** | | |
| Tail water thrust (resisting) | 7,848.0 | 13.33 | 104,640 |
| **Total overturning** | | | **ΣM_O = 437,812** |

Total resisting moment: $\Sigma M_R=363,390+104,640=468,030$ kN·m/m (weights plus the tail water thrust).

#### Checks

**1. Flotation (uplift):**

$$
FS_f=\frac{\Sigma W}{U}=\frac{22,928.0}{12,115.4}=1.89>1
$$

The dam does not float (its weight is 1.89 times the uplift).

**2. Overturning:**

$$
FS_o=\frac{\Sigma M_R}{\Sigma M_O}=\frac{468,030}{437,812}=1.07
$$

This is far below the required 1.5, so the dam is **not safe against overturning**.

**3. Sliding (shear-friction):** $\Sigma V=22,928.0-12,115.4=10,812.6$ kN/m and $\Sigma H=14,837.6-7,848.0=6,989.6$ kN/m.

$$
SFF=\frac{qB+\Sigma V\tan\phi}{\Sigma H}=\frac{500\times26+10,812.6\times\tan35^\circ}{6,989.6}=\frac{13000+7,571.1}{6,989.6}=2.94
$$

Friction alone gives $\tan35^\circ\,\Sigma V/\Sigma H=1.08$. With the shear resistance, $SFF=2.94$, which is below the usual 3-5, so sliding is also marginal.

**4. Position of the resultant:** $\bar x=30,218/10,812.6=2.79$ m from the toe, $e=10.21$ m $>B/6=4.33$ m, so tension develops at the heel ($\sigma_{heel}=-564$ kN/m², $\sigma_{toe}=1395$ kN/m²).

**Conclusion:** the profile is safe against flotation but **unsafe against overturning**, and it is marginal in sliding and has tension at the heel. The base must be widened or the uplift reduced by drainage.

## Check yourself

The answer's key points as multiple-choice questions, with the correct option and why.

1. How is the safety against flotation checked?
   A. Total weight of dam / total uplift force, which must exceed 1
   B. Uplift / weight, which must exceed 1
   C. Water thrust / weight
   D. Resisting moment / overturning moment
   Answer: A. The dam floats if uplift exceeds the weight; FS_f = SumW / U = 1.89 > 1, so it does not float. (Key point: Flotation check)

2. What is the conclusion on overturning and why?
   A. Safe, because FS_o = 1.07 is more than 1
   B. Not safe, because FS_o = 1.07 is below the required 1.5
   C. Safe, because tail water adds resisting moment
   D. Cannot be checked without cohesion
   Answer: B. Overturning needs SumM_R / SumM_O of at least 1.5; the section gives only 1.07. (Key point: Overturning result)

3. Which expression is used for sliding with unit shear resistance q and friction angle phi?
   A. SFF = (SumV tan(phi)) / q B
   B. SFF = (q B + SumV tan(phi)) / SumH
   C. SFF = (q + SumV) / SumH
   D. SFF = SumH / (q B + SumV tan(phi))
   Answer: B. The shear-friction factor adds the shear strength over the base (qB) to the friction (SumV tan phi), divided by the horizontal thrust. (Key point: Shear-friction factor)

4. Why does tension develop at the heel?
   A. The tail water is too deep
   B. The eccentricity e = 10.21 m exceeds B/6 = 4.33 m, so the resultant is outside the middle third
   C. The toe stress is above the allowable stress
   D. Friction coefficient is too low
   Answer: B. The resultant is only 2.79 m from the toe, outside the middle third, giving a negative (tensile) heel stress. (Key point: Tension at the heel)

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