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Surcharge and capillary effect on stress

Short answer

Surcharge adds to total stress; under drained conditions effective stress increases by the surcharge value, but in undrained clay the pore pressure initially absorbs it. Capillary action above the water table creates negative pore pressure, increasing effective stress by (unit weight of water × height) and providing temporary apparent cohesion.

Describe the effect of surcharge and capillary action on the effective stress.

Effective stress is σ′=σ−u\sigma' = \sigma - u (Terzaghi). Surcharge changes the total stress, while capillary action changes the pore water pressure.

Effect of surcharge

A surcharge qq (extra load on the ground surface, e.g. a stockpile or embankment) adds to the total stress at every depth by the same amount:

σ=q+γz\sigma = q + \gamma z

If water is able to drain (long term, or in sand), the pore pressure uu is unchanged, so the effective stress increases by qq:

σ′=q+γz−u\sigma' = q + \gamma z - u

In a saturated clay, immediately after loading the pore pressure takes up the extra stress (Δu=q\Delta u = q), so σ′\sigma' does not change at first. It rises later as the water drains (consolidation).

Effect of capillary action

In the capillary zone above the water table, water is held in tension. The pore pressure is negative:

u=−γwzcu = -\gamma_w z_c

where zcz_c is the height above the water table. Hence

σ′=σ−(−γwzc)=σ+γwzc\sigma' = \sigma - (-\gamma_w z_c) = \sigma + \gamma_w z_c

so the effective stress increases. The increase is maximum at the top of the capillary rise (γwhc\gamma_w h_c) and is zero at the water table. This extra stress (apparent cohesion in sand) gives the soil added strength; it disappears if the soil dries or is flooded.

Causeσ\sigmauuσ′\sigma'
Surcharge qq (drained)increases by qqno changeincreases by qq
Capillary riseslightly changes (saturated weight)negativeincreases by γwzc\gamma_w z_c

✓ Answer checked by Claude Opus 5.5 (high effort)

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