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Derivation of Betz limit for wind turbine

Short answer

Using actuator disc theory and momentum conservation, power coefficient Cp = ½(1+a)(1-a²) with a = v2/v1. The maximum occurs at a = 1/3, giving Cp,max = 16/27 ≈ 0.593. This Betz limit means no wind turbine can extract more than 59.3% of the wind's kinetic energy; practical turbines achieve 0.40-0.50 due to drag and tip losses.

Derive an expression for the power extracted by an ideal wind turbine using actuator disc theory and show that the maximum power coefficient is 16/27 (Betz limit). What does this value mean in practice?

Assumptions

Ideal rotor as an actuator disc, steady, incompressible, frictionless flow, uniform velocity over the disc and no rotation of the wake. Let v1v_1 be the upstream (free) wind speed, vv the speed through the disc of area AA, and v2v_2 the speed far downstream.

  v1 ->  \   |  /  -> v2 (slow)
 --------\--|--/--------
 ->      | disc |  v
 --------/--|--\--------

Power from momentum

Mass flow through the disc: m˙=ρAv\dot m = \rho A v.

Force on the disc (change of momentum): F=m˙(v1−v2)F = \dot m (v_1 - v_2).

Power extracted: P=Fv=ρAv2(v1−v2)P = Fv = \rho A v^2 (v_1 - v_2).

Power also equals the loss of kinetic energy of the stream:

P=12m˙(v12−v22)=12ρAv(v1−v2)(v1+v2)P = \tfrac{1}{2}\dot m (v_1^2 - v_2^2) = \tfrac{1}{2}\rho A v (v_1 - v_2)(v_1 + v_2)

Equating the two expressions for PP:

v=v1+v22v = \frac{v_1 + v_2}{2}

So the wind speed at the disc is the mean of the upstream and downstream speeds.

Power coefficient

Substituting vv:

P=14ρA(v1+v2)(v12−v22)P = \tfrac{1}{4}\rho A (v_1 + v_2)(v_1^2 - v_2^2)

Let a=v2/v1a = v_2/v_1. Then

P=12ρAv13⋅12(1+a)(1−a2)P = \tfrac{1}{2}\rho A v_1^3 \cdot \tfrac{1}{2}(1+a)(1-a^2)

The available power in the wind is P0=12ρAv13P_0 = \tfrac{1}{2}\rho A v_1^3, so

Cp=PP0=12(1+a)(1−a2)C_p = \frac{P}{P_0} = \tfrac{1}{2}(1+a)(1-a^2)

Maximum

dCpda=12(1−2a−3a2)=0⇒3a2+2a−1=0\frac{dC_p}{da} = \tfrac{1}{2}\left(1 - 2a - 3a^2\right) = 0 \Rightarrow 3a^2 + 2a - 1 = 0

giving a=13a = \tfrac{1}{3} (the other root is −1-1, not physical). Then

Cp,max=12(43)(89)=1627=0.593C_{p,max} = \tfrac{1}{2}\left(\tfrac{4}{3}\right)\left(\tfrac{8}{9}\right) = \frac{16}{27} = 0.593

Meaning

No wind turbine can capture more than 59.3 % of the kinetic energy of the wind passing through its swept area, because the air must keep moving behind the rotor. Practical large turbines reach CpC_p of 0.40–0.50 due to blade drag, tip losses and wake rotation; the maximum for a Savonius rotor is about 0.15–0.20.

✓ Answer checked by Claude Opus 5.5 (high effort)

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