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Horizontal and vertical axis wind turbines

Short answer

HAWT shafts are horizontal, need yaw, high efficiency; VAWT shafts are vertical, accept wind from any direction, generator at ground. VAWT types: Savonius (drag, high starting torque, λ≈1, Cp≈0.15–0.2) and Darrieus (lift, not self-starting, λ≈4–6, Cp≈0.35–0.40). Cp–λ curve: each rotor has one optimum λ; multi-blade rotors peak at low λ, three-blade HAWT peaks at λ≈6–8.

Differentiate between horizontal axis and vertical axis wind turbines. Name the types of VAWT and explain the power coefficient versus tip speed ratio characteristics of different rotors.

Tip speed ratio is λ=ωRv\lambda = \dfrac{\omega R}{v}, where ωR\omega R is the blade tip speed. The curve of CpC_p against λ\lambda shows how a rotor type behaves.

HAWT versus VAWT

PointHAWTVAWT
ShaftHorizontal, parallel to windVertical, normal to wind
Wind directionNeeds yaw mechanismAccepts wind from any direction
Generator and gearboxOn tower top, heavyAt ground level, easy service
Efficiency (CpC_p)High, 0.40–0.50Lower, 0.15–0.40
Self-startingYesDarrieus is not self-starting
Tower and wind speedTall tower, uses higher windShort tower, lower wind speed
Blade loadingGravity load varies with rotationPulsating torque, fatigue
UseUtility-scale (kW to MW)Small, urban, low-wind sites

Types of VAWT

  • Savonius: two or three half-cylinder cups; a drag device; high starting torque, low speed, λ≈1\lambda \approx 1, Cp≈0.15C_p \approx 0.15–0.2; used for water pumping and ventilation.
  • Darrieus: curved or straight blades (H-rotor) with aerofoil section; lift device; λ≈4\lambda \approx 4–6, Cp≈0.35C_p \approx 0.35–0.40; needs starting help.

CpC_p-λ\lambda characteristics

 Cp
 0.5|          ___ 3-blade HAWT
    |        /     \
 0.4|      /  _.-Darrieus
    |     / /      \
 0.2|  Savonius       \
    | _/_.-'''-.       
    +---------------------- lambda
     1   2   4   6   8
  • Multi-bladed American windmill: peak at λ≈1\lambda \approx 1, high torque, low CpC_p (about 0.3) and good for pumping.
  • Three-blade HAWT: peak CpC_p at λ≈6\lambda \approx 6–8, high speed, suitable for electricity.
  • Each rotor has one optimum λ\lambda; away from it CpC_p drops, so variable-speed operation keeps λ\lambda near the optimum.

✓ Answer checked by Claude Opus 5.5 (high effort)

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