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Principal stresses at toe and heel with silt and earthquake

Short answer

At the toe, vertical stress is 1377 kN/m², major principal stress 2300 kN/m², shear stress 1127 kN/m². At the heel, vertical stress is 1259 kN/m²; the face normal stress (water, silt, earthquake) is 1076 kN/m², so major principal stress equals the vertical stress.

Determine the principal stresses at the toe and heel of the dam shown in the figure for the reservoir full condition. Consider the following forces: (i) self weight (wc=25w_c = 25 kN/m³), (ii) water pressure (w=10w = 10 kN/m³), (iii) uplift pressure, (iv) silt pressure with the depth of silt as 20 m, (v) earthquake forces, αh=0.1\alpha_h = 0.1. [Figure: dam section with dimensions 6 m, 10 m (crest width), water depth 94 m, silt depth 20 m, total height 110 m, base 100 m, downstream slope 0.8 : 1, gallery position marked with 4, 8, 8 m near the heel and 80 m.]

Assumptions (from the figure)

  • Crest width 10 m, height 110 m, base width 100 m, u/s face vertical, d/s face straight from the crest edge to the toe (run 90 m, tan⁡ϕd=90/110=0.818≈0.8:1\tan\phi_d=90/110=0.818\approx0.8:1). Water depth Hw=94H_w=94 m, silt depth hs=20h_s=20 m. No tail water.
  • γc=25\gamma_c=25, γw=10\gamma_w=10 kN/m³ (given). Uplift: γwHw=940\gamma_wH_w=940 kN/m² at the heel, one-third of it at the gallery (8 m from the heel), zero at the toe.
  • Silt: submerged unit weight 1010 kN/m³, ϕ=30∘\phi=30^\circ so Ka=13K_a=\frac13: Ps=12Kaγshs2P_s=\frac12K_a\gamma_sh_s^2 acting at hs/3h_s/3.
  • Earthquake: αh=0.1\alpha_h=0.1 acting towards the downstream (worst case). Inertia force =αhW=\alpha_hW at the centre of gravity of the dam. Hydrodynamic pressure by Zangar: pe=CmαhγwHwp_e=C_m\alpha_h\gamma_wH_w with Cm=0.735C_m=0.735, resultant Pe=0.726 peHwP_e=0.726\,p_eH_w at 0.412Hw0.412H_w above the base.

Calculations

Dam weights: W1=25×10×110=27,500W_1=25\times10\times110=27{,}500 kN, W2=25×12×90×110=123,750W_2=25\times\frac12\times90\times110=123{,}750 kN, total W=151,250W=151,250 kN/m. Centre of gravity height zˉ=40.00\bar z=40.00 m.

Ps=12×13×10×202=666.7P_s=\frac12\times\frac13\times10\times20^2=666.7 kN/m; pe=0.735×0.1×10×94=69.1p_e=0.735\times0.1\times10\times94=69.1 kN/m²; Pe=0.726×69.1×94=4,715P_e=0.726\times69.1\times94=4,715 kN/m; Fi=0.1×151,250=15,125F_i=0.1\times151,250=15,125 kN/m.

ForceMagnitude (kN/m)Lever arm / height (m)Moment about toe (kN·m/m)
Rectangle (W₁)27,50095.002,612,500
Triangle (W₂)123,75060.007,425,000
ΣW151,250ΣM_R = 10,037,500
Water thrust44,18031.331,384,307
Uplift U (upward)19,427—1,368,640
Silt pressure6676.674,444
Earthquake: inertia of dam (0.1W)15,12540.00605,000
Earthquake: hydrodynamic pressure4,71538.73182,602
TotalΣH = 64,687ΣM_O = 3,544,993
ΣV=W−U=151,250−19,427=131,823 kN/m\Sigma V = W-U = 151,250-19,427 = 131,823\ \text{kN/m} xˉ=ΣMR−ΣMOΣV=10,037,500−3,544,993131,823=49.25 m from the toe,e=50−49.25=0.75 m\bar x=\frac{\Sigma M_R-\Sigma M_O}{\Sigma V}=\frac{10,037,500-3,544,993}{131,823}=49.25\ \text{m from the toe},\quad e=50-49.25=0.75\ \text{m}

(B/6=16.67B/6=16.67 m: the resultant is inside the middle third.)

σtoe=131,823100(1+6×0.75100)=1,377.4 kN/m2,σheel=1,318.2(1−0.045)=1,259.0 kN/m2\sigma_{toe}=\frac{131,823}{100}\left(1+\frac{6\times0.75}{100}\right)=1,377.4\ \text{kN/m}^2,\quad \sigma_{heel}=1,318.2\left(1-0.045\right)=1,259.0\ \text{kN/m}^2

Principal stresses

Toe (no tail water, p′=0p'=0):

σ1=σtoe(1+tan⁡2ϕd)=1,377.4 (1+0.669)=2,299.5 kN/m2,σ3=0\sigma_1=\sigma_{toe}(1+\tan^2\phi_d)=1,377.4\,(1+0.669)=2,299.5\ \text{kN/m}^2,\quad \sigma_3=0

Shear stress τtoe=σtoetan⁡ϕd=1,127.0\tau_{toe}=\sigma_{toe}\tan\phi_d=1,127.0 kN/m².

Heel (u/s face vertical, so no shear on the face and the face is a principal plane). The normal stress on the face is the total water, hydrodynamic and silt pressure p=940+69.1+66.7=1075.8p=940+69.1+66.7=1075.8 kN/m².

  • Vertical principal stress: σz=1,259.0\sigma_z=1,259.0 kN/m²
  • Horizontal principal stress: σh=p=1,075.8\sigma_h=p=1,075.8 kN/m²
  • Major principal stress at the heel =1,259.0=1,259.0 kN/m², minor =1,075.8=1,075.8 kN/m².

Answer: toe — σ_z = 1,377 kN/m², major principal stress = 2,300 kN/m², τ = 1,127 kN/m²; heel — σ_z = 1,259 kN/m² (face normal stress 1,076 kN/m²).

✓ Answer checked by Claude Opus 5.5 (high effort)

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