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Gravity dam stability and shear stress at toe (2081)

Short answer

Forces and moments including uplift give FS overturning=1.57, friction sliding=0.95, SFF=4.47; resultant falls outside middle third, so heel stress is -77.4 kN/m2 tension; toe stress 1613 kN/m2 below 2500, toe shear stress 1056 kN/m2 below 2000, so shear-friction safe but friction alone fails.

The figure below shows the section of a concrete gravity dam. Neglecting the effects of earthquakes, check the stability of the dam. Also, calculate the intensity of the shear stress on a horizontal plane near the toe. Assume the unit weights of water and concrete are 10 kN/m³ and 24 kN/m³, respectively. The allowable stress and average shear strength in the concrete may be taken as 2500 kN/m² and 2000 kN/m², respectively. Take μ = 0.70. [Figure: crest width 5 m, top level 390.00 m (printed as 1390.00 m); maximum water level 385.00 m; level 380.00 m where the downstream slope begins; base level 305.00 m; downstream slope 2 : 3; base width 56 m; drainage gallery 8 m from the upstream face; tail water level 311.00 m.]

Assumptions and data

  • RL of base =305=305 m; top =390=390 m (the printed 1390 m is read as 390 m); dam height =85=85 m. Maximum water level 385 m, so Hw=385−305=80H_w=385-305=80 m. Tail water 311 m, so Ht=6H_t=6 m.
  • Crest width 5 m; u/s face vertical; d/s face vertical from 390 to 380 m, then sloping to the toe. Base width B=56B=56 m, so the d/s slope runs 51 m horizontally over 75 m (about 2 : 3 as drawn), tan⁡ϕd=51/75=0.68\tan\phi_d=51/75=0.68.
  • γw=10\gamma_w=10, γc=24\gamma_c=24 kN/m³, μ=0.70\mu=0.70, allowable stress 2500 kN/m², shear strength 2000 kN/m².
  • Uplift: γwHw=800\gamma_wH_w=800 kN/m² at the heel, γwHt=60\gamma_wH_t=60 kN/m² at the toe; the gallery (8 m from the u/s face) reduces the pressure there to 60+13(800−60)=306.760+\frac13(800-60)=306.7 kN/m². Earthquake is neglected.
 390 +----+
     |    | crest 5 m
 385~|~~~~|  MWL (H_w = 80 m)
     |    |
     |    |  vertical to 380
     |    \
     |     \  slope 2 : 3
     |      \
     | G     \
 311 |        \~~ tail water 6 m
 305 +---------\
     |<-- B = 56 m -->|

Forces and moments about the toe

ForceMagnitude (kN/m)Arm from toe (m)Moment about toe (kN·m/m)
Vertical (resisting)
Rectangle 5 × 8510,200.053.50545,700
D/s triangle (51 × 75)45,900.034.001,560,600
Tail water on d/s face122.41.36166
ΣW (downward)56,222.4ΣM_R = 2,106,466
Horizontal / uplift (overturning)
Water thrust Pw=12γwHw2P_w=\frac12\gamma_w H_w^232,000.026.67853,333
Uplift part 1 (upward)2,453.352.00127,573
Uplift part 2 (upward)1,973.353.33105,244
Uplift part 3 (upward)2,880.024.0069,120
Uplift part 4 (upward)5,920.032.00189,440
Uplift U13,226.7
Tail water thrust (resisting)180.02.00360
Total overturningΣM_O = 1,344,711

Stability checks

  • ΣV=ΣW−U=56,222.4−13,226.7=42,995.7\Sigma V = \Sigma W - U = 56,222.4 - 13,226.7 = 42,995.7 kN/m
  • ΣH=32,000.0−180.0=31,820.0\Sigma H = 32,000.0 - 180.0 = 31,820.0 kN/m
  • ΣMR=2,106,826\Sigma M_R = 2,106,826 kN·m/m (tail water thrust moment included); ΣMO=1,344,711\Sigma M_O = 1,344,711 kN·m/m

Overturning: FSo=ΣMR/ΣMO=2,106,826/1,344,711=1.57FS_o = \Sigma M_R/\Sigma M_O = 2,106,826/1,344,711 = 1.57 — safe (> 1.5).

Sliding (friction): FSs=μΣV/ΣH=0.7×42,995.7/31,820.0=0.95FS_s = \mu\Sigma V/\Sigma H = 0.7\times42,995.7/31,820.0 = 0.95 — less than 1: not safe by friction alone.

Shear-friction factor: SFF=(μΣV+τB)/ΣH=(0.7×42,995.7+2000×56)/31,820.0=4.47SFF = (\mu\Sigma V + \tau B)/\Sigma H = (0.7\times42,995.7 + 2000\times56)/31,820.0 = 4.47 — safe (above the usual minimum of 3 to 5 for normal loading, at the lower end).

Resultant: xˉ=(ΣMR−ΣMO)/ΣV=762,115/42,995.7=17.73\bar x = (\Sigma M_R-\Sigma M_O)/\Sigma V = 762,115/42,995.7 = 17.73 m from the toe; e=B/2−xˉ=28−17.73=10.27e = B/2-\bar x = 28-17.73 = 10.27 m; B/6=9.33B/6 = 9.33 m — outside the middle third (tension at the heel).

σtoe=ΣVB(1+6eB)=767.8 (1+1.101)=1613.0 kN/m2\sigma_{toe} = \frac{\Sigma V}{B}\left(1+\frac{6e}{B}\right) = 767.8\,(1+1.101) = 1613.0\ \text{kN/m}^2 σheel=767.8 (1−1.101)=−77.4 kN/m2\sigma_{heel} = 767.8\,(1-1.101) = -77.4\ \text{kN/m}^2

The toe stress of 1613 kN/m² is below the allowable 2500 kN/m², so the dam is safe against crushing. The heel stress is -77 kN/m² (tensile), so tension occurs at the heel.

Shear and principal stress at the toe (tan⁡ϕd=0.680\tan\phi_d=0.680, p′=60.0p'=60.0 kN/m²):

τtoe=(σtoe−p′)tan⁡ϕd=(1613.0−60.0)×0.680=1056.0 kN/m2\tau_{toe} = (\sigma_{toe}-p')\tan\phi_d = (1613.0-60.0)\times0.680 = 1056.0\ \text{kN/m}^2 σ1,toe=σtoesec⁡2ϕd−p′tan⁡2ϕd=1613.0 (1+0.462)−60.0×0.462=2331.1 kN/m2\sigma_{1,toe} = \sigma_{toe}\sec^2\phi_d - p'\tan^2\phi_d = 1613.0\,(1+0.462) - 60.0\times0.462 = 2331.1\ \text{kN/m}^2

Shear stress near the toe: τtoe=1056\tau_{toe}=1056 kN/m², which is about half of the average shear strength of 2000 kN/m², so it is safe. The principal stress of 2331 kN/m² is also below the allowable 2500 kN/m².

Conclusion: overturning and the shear-friction factor are satisfactory; the friction-only sliding factor (0.95) is below 1, but this is covered by the shear strength of the concrete-rock contact (SFF above). The resultant lies slightly outside the middle third, so a small tension of about 77 kN/m² appears at the heel; better drainage or a slightly wider base would remove it.

✓ Answer checked by Claude Opus 5.5 (high effort)

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